Some of Our Services
Policy Review
Customer Review
Customer Review
- Review of current policies with comparison against operational processes
- Advise of any updates required in line with jurisdictional regulation
- Create or amend policy versions for a wide range of jurisdictions
- Conduct AML Risk-Assessments
Customer Review
Customer Review
Customer Review
- Review current customer base for potential regulatory issues
- Conduct documentation reviews (source of funds/wealth)
- Review company decision making
- Offer advice on issue resolution in line with jurisdictional regulation
- Devise operational process solutions to ensure customer base is managed effectively
Operational Review
Operational Review
Operational Review
- Review operational processes with comparison against regulatory obligations
- Review third party reg-tech solutions and current configurations for optimal output
- Outline best practice options and ways to achieve jurisdictional compliance
Interim Support
Operational Review
Operational Review
- Available for interim positions to assist businesses that cannot find a suitable full-time resource or require short-term assistance for compliance matters
- The policy, customer and operational review services outlined above can form part of any interim support role